As a Regulatory Compliance Executive, you will work with the Head of Compliance to ensure that our client’s global group of companies fully conform to relevant national and international laws and regulations. These include ABC, AML, GDPR, MiFID II, investment firm regulations and directives, and more. You will assist with creating and enforcing compliance policies, conducting regulatory risk management assessments, documenting and reviewing operational procedures and performing annual statutory and regulatory audits. Your experience and expertise will be crucial in ensuring compliance in all the regions the business operates from. If you have a degree in commerce / law / risk management, a good understanding of corporate, legal or regulatory compliance and outstanding interpersonal skills, get in touch as our client would love to hear from you!
If you would like to find out more about the client and this fantastic opportunity, please contact our expert recruiters today, either by email email@example.com or by calling 01481 722817, alternatively you can submit your CV to our team by clicking here. Please feel assured that all enquiries will be treated with the utmost discretion.