Our client is seeking a Head of Compliance to join their team on a permanent full-time basis, to assist management and staff on compliance matters, ensuring that the day-to-day administration is delivered efficiently and effectively. Duties will include arranging compliance activities, developing and maintaining internal relationships to help with business flow and agreed targets, co-ordinating/reporting on the investment risk committee and reviewing assets and updating the internal policies and procedures. You will also produce an annual compliance report for senior management and ensure all new Approved Persons receive approval before commencing duties. The successful candidate will have experience in a similar role.
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