Our client, an independent fiduciary services company, is seeking a Head of Compliance. This full-time role involves leading the compliance and risk team, ensuring the business adheres to all relevant legal and regulatory requirements. The position is critical to maintaining the company's reputation for providing personalised and efficient services in a competitive market. The Head of Compliance will oversee all aspects of compliance, including AML/CTF/CPF responsibilities, and act as a key advisor to the Board on regulatory matters. Click here to read more.
Job Duties:
- Support, direct, and supervise the Board-appointed Money Laundering Reporting Officer and Money Laundering Control Officer.
- Act as Deputy Money Laundering Reporting Officer, managing Suspicious Activity Reporting and ensuring accurate record-keeping and timely reporting.
- Monitor external AML/CTF/CPF developments and ensure appropriate policies, procedures, and training are implemented.
- Develop, implement, and monitor compliance policies, procedures, and controls to mitigate regulatory and financial crime risks.
- Communicate regulatory obligations and ensure staff are informed of relevant updates and changes.
- Foster a positive compliance culture and ensure the company remains transparent with regulatory bodies.
- Chair the Risk Committee and provide regular updates and escalations to the Board.
- Oversee the implementation of the Compliance Monitoring Programme and ensure compliance with all applicable laws and regulations.
- Provide training to staff on compliance and regulatory issues and maintain training records.
- Supervise and mentor the Compliance & Risk team, managing workloads and performance effectively.
- Assist with the recruitment, induction, and ongoing development of team members.
Job Requirements:
- Minimum of 5+ years' senior compliance and management experience in a Trust or Corporate Service Provider role.
- Relevant compliance qualification, such as an ICA Diploma, or equivalent experience.
- Comprehensive knowledge of Guernsey’s AML/CTF/CPF framework and related legislation.
- Strong organisational, communication, and time management skills.
- Ability to work independently, demonstrate high ethical standards, and maintain attention to detail.
- Proven problem-solving skills, with the ability to identify deficiencies and implement effective solutions.
- Experience in overseeing compliance teams and managing regulatory relationships.
What You’ll Love:
Our client offers a unique opportunity to lead a dedicated compliance team within a respected fiduciary services company. You will have the chance to shape the company’s compliance strategy, work closely with senior leadership, and make a significant impact on the business. The role provides a dynamic and supportive work environment, where your expertise will be valued, and your professional growth will be encouraged. We look forward to receiving your application and discussing how you can contribute to our client’s success.
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