Our client is seeking a detail-oriented and motivated Compliance Officer to join their Compliance team in the Isle of Man. This role involves supporting the MLRO/Head of Compliance in ensuring the firm complies with relevant laws, regulations, and internal policies. The Compliance Officer will perform essential duties, including Customer Due Diligence (CDD) reviews, client screening, monitoring activities, and supporting regulatory inspections. This position plays a critical role in fostering a compliance culture and managing risk within the organisation. Click here to read more
Job Duties:
- Ensure adherence to all relevant internal policies and procedures.
- Assist with Customer Due Diligence (CDD) reviews, including trigger events and monitoring Politically Exposed Persons (PEPs) and sanctions.
- Conduct client screening and ongoing monitoring, including conflict checks and background searches.
- Analyse screening and monitoring outputs to identify relevant information for communication to fee earners.
- Engage with stakeholders across offices to build relationships, improve processes, and promote compliance awareness.
- Support internal monitoring programmes to ensure adherence to internal policies.
- Contribute to continuous process improvement and the sharing of best practices.
- Assist with regulatory, audit, and other inspections.
- Maintain compliance registers and undertake ad hoc tasks as required.
- Participate in Continuous Professional Development (CPD).
Job Requirements:
- Knowledge and understanding of the Isle of Man Anti-Money Laundering and Countering the Financing of Terrorism Handbook.
- Strong attention to detail and analytical skills.
- Self-motivated with a willingness to learn and adapt.
- Effective communication, planning, and organisational skills.
- Flexible, reliable, and committed team player with a customer-focused approach.
- Proficiency in Microsoft Office applications, including Excel and Outlook.
- Experience processing client due diligence in a regulated or supervised environment.
- Familiarity with client screening and monitoring activities.
- Interest in the regulatory environment and current affairs.
- Experience with background searching software.
What You’ll Love:
You’ll join a dynamic and collaborative team within a global organisation committed to maintaining high compliance and ethical standards. This role offers opportunities for professional development, including participation in CPD programmes, while contributing to the firm’s culture of continuous improvement and regulatory excellence.
Interested? Register today, confidentially, with one of our friendly and dedicated recruitment specialists by clicking here
