Showing jobs 1 to 50 of 65.
Our client is seeking a Compliance Technician to become an integral member of the Group’s Compliance Team. This role operates from the second line and involves engaging and partnering with various business areas to provide support and training on regulatory themes. Key responsibilities include assisting the Senior Compliance Manager in designing policies and frameworks, ensuring these are effectively translated into operational procedures within the business. The Compliance Technician will also design and deliver training, undertake compliance monitoring, and build strong stakeholder relationships as a subject matter expert. Furthermore, the role requires providing guidance on regulatory matters, collating data for compliance reporting, and maintaining the Group's values at all times. The position is a full-time role, allowing the individual to contribute significantly to the Group's overarching compliance objectives. Click here to read more
Our client is seeking a forward-thinking Operational Risk & Control Manager to join their Wealth Management team in Europe. This role offers the opportunity to elevate risk management practices and drive smarter business decisions. The successful candidate will play a crucial role in strengthening the risk control environment, ensuring the organisation remains ahead of the curve. By delivering high-quality risk insights and streamlined reporting, the Operational Risk & Control Manager will empower leadership to make informed and confident decisions. Moreover, the role includes contributing to key initiatives such as Risk and Control Self-Assessments (RCSA), Risk Appetite Measures, and Key Risk Indicators (KRIs). This is a full-time position, with the possibility of flexible working arrangements. The candidate will collaborate with a dynamic team to deliver annual control assessments, using data-driven and AI-powered tools to innovate the testing and monitoring of risks. The role requires proficiency in communicating insights clearly to stakeholders at all levels, turning complex data into actionable recommendations, while championing continuous improvement and leading innovative practices within the industry. Click here to read more
Our client, a leading offshore financial services group with a commitment to fostering growth in Africa, is seeking a Business Risk Control Specialist. This role is pivotal in providing first-line risk-related advice and assurance to stakeholders across all business units and corporate functions within the organisation. The successful candidate will guide compliance with regulatory requirements, internal policies, and standards to cultivate a culture of quality and transparent risk ownership. Applicants must possess a Diploma in Risk Management and have between five to seven years of significant experience in offshore risk, governance, and compliance management within the financial services industry. The role, which is not open to relocation or sponsorship, will require Jersey residency. As part of the position, the Business Risk Control Specialist will drive compliance by implementing effective policies and procedures, advise on client-related risk issues, and ensure adherence to all relevant frameworks. Additionally, the successful applicant will maintain and update risk procedures while fostering awareness among stakeholders. Click here to read more
Our client is seeking a Deputy Money Laundering Reporting Officer (DMLRO) to provide specialised support to the Money Laundering Reporting Officer (MLRO) in the execution of essential frameworks, minimum standards, and processes required for compliant business operations. This role is crucial in preventing operational losses, fines, penalties, or reputational damage to the organisation, thereby reinforcing its competitive advantage. The DMLRO may also deputise for the MLRO, representing the organisation with key stakeholders such as the Financial Services Authority. The successful candidate will be responsible for supporting the effective fulfilment of obligations under the Proceeds of Crime Act 2008 and the Anti-Money Laundering and Countering the Financing of Terrorism Code 2019, alongside related AML/CFT legislation and guidance. This position is not open to relocation or sponsorship and is only available for residents of the Isle of Man. The role presents an opportunity for individuals with a strong background in anti-fraud and compliance to further their career in a dynamic environment. Click here to read more
Our client is seeking a Senior Associate to join their Risk, Regulation and Fintech team in Guernsey. This full-time role requires an individual with a minimum of three years' experience within the financial services sector. The position focuses on providing regulatory advice and solutions, ensuring clients adhere to regulatory requirements while effectively managing risks. The successful candidate will also play a crucial role in developing compliance strategies, navigating complex regulatory landscapes, and enhancing internal controls for various clients. Collaboration will be essential, as the associate will work closely with both internal teams and senior client management. Furthermore, there will be ample opportunities for input into strategic initiatives and direct contributions to the management of the practice. Our client values professional growth and is committed to supporting the development of their team, providing the chance to work on diverse engagements that enhance both organisational and personal capabilities. Click here to read more
Our client is seeking an Officer, Regulatory Maintenance to join a friendly team. The Regulatory Maintenance Team is dedicated to supporting the administration and ongoing maintenance of key systems and processes, ensuring that information is accurate and up to date. In this position, the successful candidate will be responsible for delivering timely regulatory maintenance for all regulated and registered entities. This includes collecting, analysing, and collating statistical and financial data, acting as the primary point of contact for enquiries relating to the team’s activities, and providing high-quality support to external stakeholders. The role offers opportunities for continuous improvement initiatives and participation in change projects, contributing significantly to effective regulatory operations.
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Our client, an independent and leading provider of bespoke private wealth, corporate administration, and yacht services, is seeking a Compliance Administrator. The successful candidate will assist in all aspects of compliance and the anti-financial crime controls to assess, evaluate, report, and minimise compliance risk within the business. This role includes supporting general compliance, anti-money laundering (AML), counter-terrorist financing (CFT), and counter-proliferation financing (CPF) queries. Additionally, the Compliance Administrator will monitor various functions against established procedures to ensure compliance with regulatory requirements. This position requires the performance of compliance-related administrative tasks, the maintenance of registers, and the undertaking of compliance monitoring and new business checks in accordance with company procedures. The role is expected to cover for absences within the compliance team to ensure continuity of service and contribute to ad-hoc compliance-related projects or reviews as requested. Click here to read more
Our client is seeking motivated and detail-oriented individuals for the role of AML / Risk Administrators. The successful candidates will be responsible for supporting various aspects of anti-money laundering and risk management processes within the organisation. This role involves conducting risk assessments, monitoring transactions, and ensuring compliance with relevant regulations. Our client prioritises a diverse and vibrant work environment, focusing on employee growth and development. With a commitment to collaboration, the candidates will work closely with other teams to deliver positive outcomes for clients. On-the-job training and professional development initiatives will be provided to support career progression. Click here to read more
Our client offers innovative private client, corporate, and fund administration services tailored to their clients' needs. In this diverse role, the Administrator will play a pivotal part in supporting the business at the point of client take-on, focusing on client due diligence matters and regulatory applications, as well as ongoing monitoring of CDD and regulatory obligations. The position requires attendance at internal meetings, along with the preparation of accurate and timely meeting minutes and supporting documentation. This role is integral in enhancing the reputation of our client as a client-focused business that consistently meets and exceeds expectations. The Administrator will support the Manager and work collaboratively with the Regulatory Business team, liaising effectively across the wider business and with colleagues in other jurisdictions. This is a full-time position with a strong emphasis on teamwork and independent contribution. Click here to read more
Our client offers innovative private client, corporate, and fund administration services tailored to their clients' needs. In this key role, the Senior Administrator will contribute significantly to the business by supporting client take-on processes related to due diligence matters and regulatory applications while ensuring ongoing monitoring of CDD and regulatory obligations. The position involves attending internal meetings and preparing accurate and timely meeting minutes and requisite documentation. This role is essential for enhancing the reputation of our client as a client-focused business that consistently meets and exceeds client expectations. The Senior Administrator will provide support to the Manager and will work collaboratively with the Regulatory Business team, engaging effectively across the wider organisation and with colleagues in other jurisdictions. This is a full-time position that combines teamwork with the capacity for independent contribution. Click here to read more
Our client is seeking a talented individual to join their Client Onboarding Unit within the Regulatory Operations department. This role offers the opportunity to provide a comprehensive and confidential Client Due Diligence (CDD) service to the firm, mainly focusing on clients in Europe, with occasional support for clients in Asia and the Caribbean. Reporting into the Regulatory Operations Manager based in Jersey, the successful candidate will be tasked with performing screening checks, analysing results, and undertaking the CDD process for both new and existing clients in accordance with regulatory and internal processes. The role involves communicating with internal teams and external clients to ensure timely collection of CDD documentation and remediation of existing CDD when needed. Additionally, the Administrator will actively manage their workload to ensure compliance with Group Policies and regulatory requirements while supporting ad hoc projects as required. Click here to read more
Our client is seeking a Safety & Compliance Officer to provide crucial day-to-day support to the Safety and Compliance Department. This role will involve monitoring crew and vessel certification, ensuring regulatory compliance, and facilitating effective communications. The successful candidate will also play an active role in the development and maintenance of the award-winning electronic Safety Management System (eSMS), working closely with Yacht Managers and participating in the Emergency Response Team. Responsibilities include maintaining up-to-date lists of current crew and statutory certificates for the yachts, liaising with clients and crew to facilitate the renewal of necessary certifications, and assisting the Crewing and Recruitment Departments with crew-related queries. Additionally, the candidate will assist with onboard safety and security management for clients and review safety and security reports as needed. Reporting directly to the Safety and Compliance Manager, the ideal candidate will be highly motivated to provide exceptional service to clients and crew, demonstrating strong knowledge of maritime regulations and certification processes. Click here to read more
Our client is a modern, independent consultancy business with a presence in both Guernsey and Jersey. The organisation offers a professional, personalised service tailored to clients’ needs. With a team of accomplished consultants, they provide expert opinion and support on compliance, governance, company secretarial, and human resources issues across both regulated and unregulated industries. The Senior Compliance Manager will oversee the compliance team and ensure the firm’s regulatory obligations are met. This includes holding named roles such as MLRO, MLCO, and CO for multiple licensees, delivering expert advice on regulatory matters, conducting compliance health checks, and drafting and reviewing policies and procedures. The candidate must possess a blend of strong regulatory knowledge, leadership skills, and the ability to offer high-quality service across a diverse range of clients. This is a permanent position with a working schedule of 35 hours per week. Click here to read more
Our client’s office has an exciting opportunity for a Compliance Officer to join their busy team. The chosen candidate will work closely with the Head of Compliance to ensure that all regulatory obligations are met, focusing on AML/CFT compliance, internal monitoring, policy review, and training of staff. This role involves developing and implementing internal compliance policies, conducting monitoring reviews, and supporting client onboarding processes, including customer due diligence and risk assessments. The successful candidate will also assist in collating and submitting regulatory filings, monitor legal and regulatory updates, and contribute to staff training initiatives. The position requires preparing reports for the Board and regulators, maintaining accurate compliance records, and assisting with compliance-related audits and inspections. The role is preferably full-time, though part-time or flexible working arrangements may be considered for the right candidate. Click here to read more
Our client is seeking a Compliance Manager to ensure that activities are organised and executed in accordance with the Guernsey regulatory framework. This permanent role is based in St Peter Port and will play a vital part in supporting the Territory Head of Compliance in the day-to-day execution of the compliance framework. The successful candidate will oversee various domains including financial security, market integrity, and the protection of clients' interests. Key responsibilities include maintaining compliance with applicable laws, providing guidance on regulatory texts, and ensuring a transparent relationship with relevant authorities. The Compliance Manager will analyse compliance risks, manage the Compliance Monitoring Plan, and provide training to staff on compliance requirements. This role is critical in maintaining the integrity of our client's operations and ensuring adherence to ethical standards. The successful applicant will also be required to act in various specified roles including Money Laundering Compliance Officer and Compliance Officer, ensuring comprehensive compliance strategies are implemented across the organisation. Click here to read more
Our client is expanding their team and seeks a motivated individual who enjoys engaging with people, resolving challenges, and ensuring efficient operations. In this role, the successful candidate will be integral to client reviews, provide support to the administration teams, and uphold high compliance standards. This position offers a unique opportunity to deepen expertise in the offshore financial services sector, making it an excellent next step in your career. You will be expected to demonstrate a detail-oriented approach, maintain a curious mindset, and contribute to the team’s objectives. A commitment to compliance and a passion for building client relationships will be essential for success in this position. Our client values teamwork and encourages personal and professional development among their staff. Click here to read more
Our client is seeking a meticulous Documentation Controller for this full-time role. The role is essential for ensuring that both internal and external regulatory requirements are met, thereby maintaining a high standard of client documentation. The successful candidate will play a pivotal role in documenting and verifying client profiles, monitoring compliance, and liaising with various departments to facilitate seamless operations. Our client would also consider someone at the start of their career with a years’ experience in an onboarding role. Click here to read more
Our client is seeking an enthusiastic, hard-working, and motivated compliance or risk professional to join their Regulatory Compliance Team, at senior analyst level. The successful candidate will take ownership of the compliance monitoring programme, overseeing testing, compiling test results, and ensuring that any identified actions are completed. Additional responsibilities include managing the Corporate Governance Risk Committee, assisting with quarterly board reporting, and undertaking sanctions screening on clients while maintaining the Sanctions Screening Register. The role also entails contributing to the updates of policies and procedures, helping to review regulatory notices, and assisting with updates to the compliance framework. The candidate will provide compliance support to staff across various teams and may have the opportunity to become the Nominated Officer following successful completion of probation. Click here to read more
Our client is seeking an enthusiastic, hard-working, and motivated compliance or risk professional to join their Regulatory Compliance Team, at analyst level. The successful candidate will take ownership of the compliance monitoring programme, overseeing testing, compiling test results, and ensuring that any identified actions are completed. Additional responsibilities include managing the Corporate Governance Risk Committee, assisting with quarterly board reporting, and undertaking sanctions screening on clients while maintaining the Sanctions Screening Register. The role also entails contributing to the updates of policies and procedures, helping to review regulatory notices, and assisting with updates to the compliance framework. The candidate will provide compliance support to staff across various teams and may have the opportunity to become the Nominated Officer following successful completion of probation. Click here to read more
Our client is seeking a talented individual to join their Client Onboarding Unit within the Regulatory Operations department. This role offers the opportunity to provide a comprehensive and confidential Client Due Diligence (CDD) service to the firm, mainly focusing on clients in Europe, with occasional support for clients in Asia and the Caribbean. Reporting into the Regulatory Operations Manager based in Jersey, the successful candidate will be tasked with performing screening checks, analysing results, and undertaking the CDD process for both new and existing clients in accordance with regulatory and internal processes. The role involves communicating with internal teams and external clients to ensure timely collection of CDD documentation and remediation of existing CDD when needed. Additionally, the Administrator will actively manage their workload to ensure compliance with Group Policies and regulatory requirements while supporting ad hoc projects as required. Click here to read more
Our client is an investment manager and specialist lender located in Guernsey. This role supports the Risk and Compliance Manager in ensuring the business adheres to its regulatory and compliance obligations while fostering a robust culture of risk awareness and regulatory discipline. The Compliance Executive will sit within the second line of defence, gaining exposure to a wide array of compliance and risk activities throughout the business. Responsibilities will encompass compliance monitoring, regulatory oversight, and risk management initiatives. The successful candidate will collaborate closely with operational teams to ensure effective and proportionate controls are in place. The role provides an opportunity for professional growth in a supportive environment aimed at continual development. The ideal candidate will be engaged in various compliance-related tasks, contributing to the delivery of the firm’s compliance framework. Click here to read more
Our client is seeking a dedicated Customer Onboarding Specialist to join their Operations team in Guernsey. This role is a full-time position that plays a pivotal part in leading the borrower onboarding process for new mortgage clients. The successful candidate will take ownership of Client Due Diligence (CDD) and act as the first line of defence, conducting Relationship Risk Assessments (RRAs), identifying risk exposures, and providing practical advice and guidance to colleagues on risk issues. This position is essential for ensuring a smooth, compliant, and efficient client experience that upholds our client’s high standards of professionalism. The Customer Onboarding Specialist will collaborate closely with various departments and support process improvement initiatives, making it a rewarding opportunity for driven individuals looking to make an impact. Click here to read more
Our client is the offshore arm of a leading Africa-focused financial services group, boasting an innovative presence on the global stage. The role of Investment Risk Manager involves responsibility for leading a team that maintains risk and compliance oversight mechanisms within the Investment Division. The manager will ensure that the business operates in accordance with agreed risk parameters and complies with the regulatory requirements of Investment Business and Funds Services Business licences. This position supports the identification, analysis, and management of risks arising from investment operations, maintains a coherent governance structure for the division, and undertakes key risk responsibilities. The ideal candidate will have a robust background in personal and private banking, with at least 5 to 7 years of relevant experience in the securities industry, and a thorough understanding of risk management and compliance. This is a full-time role, and the successful candidate will play a crucial part in developing and delivering risk, compliance, and regulatory training to investment services staff, ensuring they are adequately prepared to operate within the relevant policies, procedures, and legislation. The candidate will also be responsible for managing regulatory returns and reviews, acting as a lead for a business control team, and serving as a point of contact for compliance and risk-related inquiries from the investment division. Click here to read more
Our client is seeking a Compliance Administrator to join their team in Jersey, directly reporting to the Head of Risk & Compliance. This full-time role, comprising 37.5 hours per week, involves the administration of the client onboarding process, with a focus on obtaining the necessary customer due diligence documentation. The successful candidate will be responsible for collating relevant documentation to verify the identity of clients, undertaking searches of both open and closed source databases, and liaising with clients regarding CDD documentation requirements. The role also involves preparing due diligence profile forms for submission to Matter Partners and the Money Laundering Reporting Officer (MLRO) where applicable. Additionally, the administrator will maintain statistical records to track compliance progress. This position requires a high level of accuracy and the ability to work with minimal supervision while adhering to tight deadlines. Click here to read more
Our client is seeking a Compliance Advisor to provide compliance support for the companies within the organisation. The successful candidate may fulfil the Isle of Man FSA appointed role of Deputy Money Laundering Reporting Officer (DMLRO) for the Class 1 license holder. This role involves actively working to ensure that there are adequate and effective controls in place to mitigate regulatory, reputational, legal, and operational risks. The Compliance Advisor will also support Compliance and other Senior Managers in discharging their duties under the Controlled Function and Senior Managers Certification Regimes. This is a full-time position, with hours from 9am to 5pm, including a one-hour lunch break. The role entails a range of compliance tasks, including regulatory oversight, reporting, and business support, to ensure adherence to applicable legislation and regulations. Click here to read more
Our client, a fiduciary service provider licensed by the Isle of Man Financial Services Authority, offers trust and company services to clients globally. They are a medium-sized, independent Chartered Accountancy practice located in Douglas, Isle of Man, providing tailored financial and accounting solutions. The organisation is seeking a Head of Compliance to join their busy general accountancy practice and fiduciary service provider. This role is essential for ensuring robust compliance procedures are maintained across the business, and the successful candidate will play a pivotal part in the management team. The position allows for part-time hours and provides an exciting opportunity to oversee compliance across various facets of the organisation. The Head of Compliance will report directly to the Board and be instrumental in ensuring adherence to regulatory standards and best practices. Click here to read more
Our client, a fiduciary service provider licensed by the Isle of Man Financial Services Authority, offers trust and company services to clients globally. They are a medium-sized, independent Chartered Accountancy practice located in Douglas, Isle of Man, providing tailored financial and accounting solutions. The organisation is seeking a Head of Compliance to join their busy general accountancy practice and fiduciary service provider. This role is essential for ensuring robust compliance procedures are maintained across the business, and the successful candidate will play a pivotal part in the management team. The position allows for part-time hours and provides an exciting opportunity to oversee compliance across various facets of the organisation. The Head of Compliance will report directly to the Board and be instrumental in ensuring adherence to regulatory standards and best practices. Click here to read more
Our client is seeking a qualified Manager for their Tax Compliance and Regulatory Reporting department. This permanent position operates within a hybrid workplace structure. The successful candidate will play a key role in overseeing the regulatory reporting department's operations, ensuring comprehensive services are provided to clients both internal and external. Duties will include planning, delegating, coaching, and controlling workloads while maintaining a professional service standard. Additionally, the candidate will oversee FATCA/CRS returns and provide technical input into the Entity Close Off/Transfer process. The role requires managing and coordinating the Regulatory Reporting process, ensuring regular updates on report statuses and deadlines are communicated to clients. Furthermore, the candidate will lead the review and implementation of new regulatory reporting legislation and strategies, aiding clients in compliance while also developing training materials. Support and mentorship to team members is essential, fostering a collaborative and fulfilling team environment. Click here to read more
Our client is seeking a Senior Administrator to join their Tax Compliance and Regulatory Reporting team on a permanent basis. This role operates in a hybrid work environment and is pivotal in delivering a comprehensive set of Tax Compliance and Regulatory Reporting services. The successful candidate will work under the supervision of the Associate Director/Manager and will service clients across Jersey and other offices. The position involves preparing and ensuring the accuracy of FATCA and CRS reporting submissions across multiple jurisdictions, undertaking entity classifications, and supporting businesses in completing self-certifications when necessary. Additionally, it requires ensuring that obligations for entities in the process of closing or transferring to another service provider are met. A critical part of the role includes reviewing processes for potential improvements and ensuring adherence to contractual and statutory obligations. The individual will also be required to follow internal procedures and controls, comply with risk and associated compliance procedures, and fulfil continuous professional development requirements. Click here to read more
Our client is an innovative provider of private client, corporate, and fund administration services, operating across Guernsey, Jersey, Isle of Man, Mauritius, and The Bahamas. They are recognised for their client-centric approach and commitment to excellence. They are currently seeking an experienced compliance professional to join their Guernsey office as a Manager in Compliance within their Fund Services business. The successful candidate will work closely with the Senior Manager - Compliance, who is responsible for all entities in Guernsey. This role involves the provision of advice and reporting to key business partners on various business issues and standards, ensuring compliance with all policies and procedures to meet legislative and regulatory requirements. The position will enable the candidate to enhance their skills in a dynamic environment and contribute to the organisation's mission. Click here to read more
Our client is an independent provider of bespoke private wealth, corporate administration, and yacht services, working with a diverse range of individuals and families worldwide. The successful candidate will report directly to the board of directors, holding overall responsibility for the implementation and maintenance of compliance policies and procedures. This role requires a thorough understanding of the industry and the regulatory frameworks applicable to Trust and Company Service Providers in the relevant jurisdiction. The Compliance function must operate in accordance with the established compliance framework, policies, and procedures. The successful applicant will also be appointed as the Compliance Officer and Money Laundering Reporting Officer, ensuring adherence to local regulatory requirements. The position offers an opportunity to work in a fast-paced environment focused on international clients, fostering an ethos of collaboration and respect. This role is full-time. Click here to read more
Our client is seeking a highly skilled Compliance Manager who will also function in the roles of Money Laundering Reporting Officer (MLRO), Money Laundering Compliance Officer (MLCO) and Compliance Officer (CO). This management position requires a comprehensive understanding of compliance and regulatory policies, with a focus on maintaining a robust framework that identifies and mitigates compliance risks. The Compliance Manager will lead a dedicated team and contribute to organizational discussions, reporting directly to the Managing Director. The role encompasses ensuring adherence to regulations, conducting risk assessments, and fostering a compliance culture across the business. This is a full-time position, and the successful candidate will be integral to driving compliance initiatives and overseeing regulatory interactions. Click here to read more
Our client is seeking a Compliance Policy and Regulatory Engagement Lead based in Guernsey. The successful candidate will be employed on a full-time basis, working 37.5 hours per week. This dynamic role plays a critical part in ensuring compliance with regulatory obligations under the financial crime laws and regulations in Guernsey and Jersey. The candidate will lead and coach a compliance team while developing and maintaining the firm’s compliance framework. This includes embedding technology to enhance the framework, ensuring adherence to regulatory standards, and managing relationships with the Jersey and Guernsey Financial Services Commissions. You will provide advisory support across various specialist risk and compliance areas and report directly to senior management. Click here to read more
Our client is seeking a Compliance Policy and Regulatory Engagement Lead based in Guernsey. The successful candidate will be employed on a full-time basis, working 37.5 hours per week. This dynamic role plays a critical part in ensuring compliance with regulatory obligations under the financial crime laws and regulations in Guernsey and Jersey. The candidate will lead and coach a compliance team while developing and maintaining the firm’s compliance framework. This includes embedding technology to enhance the framework, ensuring adherence to regulatory standards, and managing relationships with the Jersey and Guernsey Financial Services Commissions. You will provide advisory support across various specialist risk and compliance areas and report directly to senior management. Click here to read more
Our client is seeking a Senior Risk Assistant who will play a crucial role in supporting the Chief Risk Officer and strengthening the enterprise-wide risk framework of the Bank. This hands-on position sits at the heart of the risk function, ensuring the Bank operates confidently within its Board-approved risk appetite while meeting regulatory expectations. The successful candidate will provide clear governance support, offer independent challenge, and aid in embedding strong, consistent risk practices throughout the organisation. This is a permanent, full-time role based in Guernsey. Key responsibilities will include assisting in the identification, assessment, and monitoring of key risks, as well as preparing high-quality risk management information and reports for senior leadership. The role will also support the CRO in regulatory interactions, including preparation for supervisory reviews and thematic visits. Click here to read more
Our client is seeking two Consultant Compliance Officers to provide outsourced MLRO/MLCO services to clients. This exciting role requires individuals who can advise and assist clients on applicable laws, regulations, rules, and standards, as well as handle regulatory reporting. Successful candidates will participate in the development of Compliance programmes and serve as a crucial contact point within the Client Compliance Services Team for inquiries. The position entails maintaining PEP registers, authorising PEP transaction clearance, and conducting regulatory reporting. The role is vital in ensuring regulatory compliance while interacting with business partners, regulators, and auditors. Those who possess a keen sense of Compliance risk management and have a solid background in the relevant laws and regulations will thrive in this environment. Click here to read more
Our client is seeking a CDD/AML Review Technical Specialist to join their team in Guernsey. This senior role is crucial for strengthening the organisation's AML/CFT/CPF control environment by providing expert technical support across all business areas. The specialist will act as the primary point of contact for AML/CFT/CPF enquiries and is responsible for training and accrediting colleagues to ensure compliance standards are consistently met. The position requires extensive experience in Customer Due Diligence (CDD) and Anti-Money Laundering (AML) to provide technical guidance in alignment with GFSC requirements and internal financial crime compliance measures. Additionally, the role involves leading the operational delivery of CDD and AML activities while demonstrating a strong focus on maintaining high-quality onboarding and periodic reviews. The successful candidate will also play a significant part in collaborating with internal stakeholders to resolve issues and deliver AML training to operational teams. This position presents an exciting opportunity for proactive individuals who are driven to enhance compliance practices within the organisation. Click here to read more
Our client is seeking a qualified professional to fill the role of MLRO, with the possibility of also considering candidates for the MLCO position. This role is essential for ensuring compliance with all regulatory requirements related to anti-money laundering. The successful candidate will be responsible for overseeing the implementation and management of the necessary policies and procedures aimed at preventing money laundering activities. The role entails working closely with various departments to ensure that all staff are trained and aware of their responsibilities related to antimoney laundering legislation. The ideal candidate will have significant experience in a similar role and possess strong analytical skills. This position is key to safeguarding the integrity of our client’s operations and enhancing their reputation in the market. An ability to communicate effectively and build relationships within the company and with regulators is crucial. The position is offered on a full-time basis. Click here to read more
Our client is seeking an Assistant Compliance Manager & Nominated Officer to join their Compliance Department in Guernsey. This is a full-time position aimed at promoting good compliance standards throughout the local business, as well as adhering to relevant regulatory and financial crime regulations. The successful candidate will work collaboratively within the department and across the Group to support compliance efforts. The role requires proactive problem-solving and the ability to maintain and monitor internal controls in line with the Global Compliance Framework. Additionally, it includes overseeing the efficient operation of the Compliance Department and providing guidance on client services. This position offers a supportive culture focused on personal development, training, and rewarding dedication to high standards. Click here to read more
Our client is seeking a Firmwide Risk Senior Associate for a full-time position. This role involves supporting the development and execution of the firm’s risk management strategies. The ideal candidate will work closely with various teams to ensure compliance with regulatory standards and will contribute to the identification, assessment, and mitigation of risk across the organisation. This position is critical for maintaining a robust risk framework, and the candidate will be responsible for preparing detailed reports and presentations for senior management. The successful candidate will also play a vital role in fostering a risk-aware culture throughout the organisation. You will have the opportunity to work in a dynamic environment with key stakeholders and will utilise your expertise to drive improvements in risk processes. Click here to read more
Our client is seeking to recruit an Analyst and a Senior Analyst within the Division following some internal promotions. This division is essential in upholding the integrity of the Bailiwick’s financial sector by investigating misconduct and taking action against firms or individuals that do not meet regulatory standards. The successful candidates will deliver fair, proportionate, and effective outcomes that protect the public, maintain confidence in the industry, and strengthen the Bailiwick’s international reputation. This role offers a meaningful opportunity to engage in high-impact regulatory work and make a tangible difference. Our client is looking for candidates with industry experience who are seeking a role change or those with investigative experience and excellent report writing skills. Candidates should be confident in interviewing, questioning, and challenging others, and must be strong team players. Click here to read more
Our client is recruiting for multiple roles within their Financial Crime Division, following internal promotions and graduate rotations. They are looking for candidates at both Analyst and Senior Analyst levels. Successful candidates will be at the forefront of safeguarding the Bailiwick’s financial system and contributing to the development of the regulatory framework in alignment with global standards. The role involves engaging with a diverse range of firms, including banks, insurers, fintech companies, and legal service providers. Duties will encompass a variety of supervisory tasks, such as conducting on-site assessments, thematic reviews, and shaping policy and international standards. This is an exciting opportunity for candidates wishing to broaden their expertise in financial crime prevention. Click here to read more
Our client is seeking a Compliance Administrator to provide crucial assistance and support to the compliance team, with a specific focus on monitoring and developing the controls in place. The role entails undertaking periodic reviews of Politically Exposed Persons and Higher Risk client files to assess any new risks. The successful candidate will assist with the completion of periodic reviews where necessary and maintain compliance registers to document newly identified occurrences. Responsibilities include carrying out Anti-Money Laundering related searches and preparing internal documentation. The Compliance Administrator will conduct gap analyses between legislation and the organisation's policies and procedures, as well as review samples of new client onboarding documentation to ensure procedures are followed. Participation in compliance team meetings and the implementation of decisions taken are also essential components of this role. This is a full-time position that may require occasional flexibility in working hours to support urgent tasks. Click here to read more
Our client is seeking a Compliance Quality Assurance Reviewer to perform second line quality assurance reviews of Anti-Money Laundering (AML) file reviews conducted within the business. This role involves evaluating customer risk assessments for various entities, including corporates, trusts, and individuals across multiple insurance products. The position ensures that standard and enhanced due diligence measures are applied in line with the customer’s risk profile as part of both trigger events and scheduled periodic reviews. Additionally, the role encompasses compiling and maintaining Management Information, including managing a remediation tracker through to resolution, while also monitoring for recurring issues and escalating material shortcomings as necessary. Click here to read more
Our client is seeking a Head of Credit Risk for a designated Business Unit in a Tier II country. The role entails leading the Credit Risk function to ensure effective credit risk management across the entire credit lifecycle. This position involves implementing the Business Unit's credit strategy in alignment with country-level credit objectives, risk appetite, and regulatory requirements. The successful candidate will support sustainable business growth while maintaining a high-quality credit portfolio. Click here to read more
Our client is seeking a dedicated Relationship Manager – Trust to oversee a diverse portfolio of clients. This vital role is essential for ensuring that clients receive exceptional service and that their trusts are managed efficiently within established guidelines. As a pivotal member of the team, the Relationship Manager will work closely with clients and their advisors, ensuring that all requirements and expectations are met to foster long-term relationships. This is a full-time position, and the successful candidate will report directly to the Managing Director. Click here to read more
Our client is seeking a Compliance Manager to oversee and develop the compliance function. This part-time role will involve working predominantly with a team located in the Guernsey office, alongside a small team in Jersey and several remote workers across Europe and the UAE. Click here to read more
Our client is seeking a proactive and detail-oriented Compliance Officer to join their dynamic compliance team. This full-time role offers an exciting opportunity to contribute to the organisation’s compliance framework by ensuring regulatory adherence and risk management. The successful candidate will play an integral part in the new business take-on process, including client screening and customer due diligence, with responsibilities extending to monthly compliance monitoring and various other critical tasks. Click here to read more
Our client is seeking an experienced Manager to join their Independence, Ethics & Business Conduct team in the Channel Islands. This full-time position plays a critical role in safeguarding the firm's integrity and compliance with established independence standards. The successful candidate will be instrumental in overseeing compliance monitoring, training, and reporting, which align with both global and UK policies. By actively identifying ethical risks and promoting responsible behaviour, this role will contribute significantly to the firm’s mission of building trust and solving important societal challenges. Click here to read more
Our client is seeking an experienced Manager to join their Independence, Ethics & Business Conduct team in the Channel Islands. This full-time position plays a critical role in safeguarding the firm's integrity and compliance with established independence standards. The successful candidate will be instrumental in overseeing compliance monitoring, training, and reporting, which align with both global and UK policies. By actively identifying ethical risks and promoting responsible behaviour, this role will contribute significantly to the firm’s mission of building trust and solving important societal challenges. Click here to read more
Showing jobs 1 to 50 of 65.
