Showing jobs 51 to 100 of 209.
A fantastic new position for a Senior Customer Services Administrator has arisen to work within our client’s Customer Services New Business Team, based in Castletown, on a permanent full-time basis. The role would suit a high performing administrator with a strong understanding of Anti-Money Laundering and Fighting Financial Crime, along with an in-depth understanding of customer due diligence, new business acceptance and regulatory requirements. If you have 3+ years’ financial services experience, ideally in a new business role within life assurance, a good understanding of the FSA’s Insurance Regulations and strong communication skills, then get in touch!
Our client is seeking a Financial Crime Officer to join their friendly team, on a permanent full-time basis, to act as a Subject Matter Expert in relation to financial crime activities. Responsibilities will extend to supporting the Money Laundering Reporting Officer (MLRO) in providing 2nd line oversight and advice in relation to financial crime matters. This will include assisting the MLRO in assessing, setting and documenting the risk-based approach to the management and control of financial crime risks across all IOM businesses and communicating this to key business stakeholders. The successful candidate will have a strong understanding of the financial crime field across industry, commercial acumen and proven understanding of business strategy through programmes of work over both short and long-term cycles and an understanding of distribution channels.
Our client is seeking a Business Support Administrator to join their friendly team on a permanent, full-time basis. You will work with the Business Support team, taking responsibility for a variety of tasks supporting the client administration and compliance teams. You will also support the business with data integrity, co-ordination of training, office and facilities management, providing assistance with the completion of AML periodic risk reviews. The successful candidate will have experience within the fiduciary services environment and will be able to understand client administration and have a knowledge of AML, CFT and all related crime legislation, codes and regulatory guidance as well as industry best practices. You will also have technical knowledge and ability to build credibility with the client administration teams.
A new and exciting opportunity has arisen for a Head of Procurement & Governance to support our client’s strategy by developing key supplier and stakeholder relationships to meet the current and future needs of the Group, by driving value through these partnerships, combined with defining and developing a governance framework that is proportionate to the evolving business. You will develop and manage the procurement strategy to support the business to control costs and ensure a robust supply chain. This role involves developing and implementing strategies, policies & systems, and ensuring processes & investment plans are aligned to company strategic objectives. If you have substantial knowledge and experience of a procurement and governance role, or similar, within a commercial environment, then get in touch!
A new and exciting opportunity has arisen for a Head of Procurement & Governance to support our client’s strategy by developing key supplier and stakeholder relationships to meet the current and future needs of the Group, by driving value through these partnerships, combined with defining and developing a governance framework that is proportionate to the evolving business. You will develop and manage the procurement strategy to support the business to control costs and ensure a robust supply chain. This role involves developing and implementing strategies, policies & systems, and ensuring processes & investment plans are aligned to company strategic objectives. If you have substantial knowledge and experience of a procurement and governance role, or similar, within a commercial environment, then get in touch!
A new and exciting opportunity has arisen for a Head of Procurement & Governance to support our client’s strategy by developing key supplier and stakeholder relationships to meet the current and future needs of the Group, by driving value through these partnerships, combined with defining and developing a governance framework that is proportionate to the evolving business. You will develop and manage the procurement strategy to support the business to control costs and ensure a robust supply chain. This role involves developing and implementing strategies, policies & systems, and ensuring processes & investment plans are aligned to company strategic objectives. If you have substantial knowledge and experience of a procurement and governance role, or similar, within a commercial environment, then get in touch!
An exciting opportunity has arisen to join our client’s dedicated Financial Crime Examination Unit which focuses on anti-money laundering, countering terrorist financing, targeted sanctions and anti-bribery and corruption. The team coordinates and delivers a programme of examinations ensuring businesses are complying with statutory obligations and regulatory requirements, in relation to financial crime. You will be joining the team to help continue the successful delivery of the examination programme, reducing the risk of financial loss, protecting the reputation and integrity of Jersey and helping to counteract financial crime. The successful candidate will have strong analytical skills and a working understanding of Jersey’s AML / CFT legislation and regulation. If you have a background in law enforcement, financial services, auditing, or professional services this would be desirable.
Within this new and exciting role the individual will be providing a multi-jurisdictional service for our clients’ Institutional business to onboard new clients and investors. You will also be responsible for performing regular periodic reviews based on risk profile, ensuring there is sufficient and compliant Client Due Diligence. The successful candidate will have 3 - 5 years’ relevant industry administration experience with direct experience within AML/CDD onboarding. It is also essential that you have a working knowledge of Private Equity/Real Estate fund structure.
Our client is seeking a Business Support Analyst / Senior / Client On-boarding Analyst to join their team on a permanent, full-time basis to provide day-to-day business support primarily to licensed investment and fiduciary business. Duties will include but will not be limited to the undertaking of reviews of High/Medium/Low risk rated clients, completing searches, appropriate checks and the preparation of internal and external documentation as applicable including an initial internet PEP search. You will also manage client data on various systems and assist with on-boarding new clients. The successful candidate will hold an ICA Certificate / Diploma in AML or Compliance, or equivalent, have 3+ years’ experience in trust, private equity and fund / investments and a high level of accuracy.
Our client is seeking a Policy Adviser to join a team that is responsible for the development and maintenance of a financial services regulatory framework. This includes statutory instruments, codes of practice, and guidance that supports the financial services industry in its work. In addition, your team will coordinate engagement with Industry, the Government, peer regulators and international standard-setting bodies to ensure that regulation is appropriate and does not unduly disadvantage the islands’ financial services industry – a careful balance! If you love researching, have the ability to understand complex topics and can communicate them in a suitable manner for different audiences, this role is for you. Practical knowledge/experience of Jersey’s financial services industry and regulatory framework is essential. Professional qualifications focused on areas like corporate governance and AML/CFT would be desirable.
As a Compliance Analyst in this fantastic new full-time permanent opportunity, you will support the Director, Head of Compliance and Risk Assurance / Regulatory Compliance team in the execution of an effective programme of risk assurance. This will include the performance of risk-based thematic monitoring and the creation, maintenance and execution of ongoing monitoring activities within the Group in Jersey, in accordance with legal and regulatory obligations. The successful candidate will hold the ICA Certificate in AML awareness or other relevant qualification and have 3 years’ relevant finance industry experience with 1 years' experience in the compliance and risk environment. A working knowledge of MS Office, NAVOne, and working knowledge of the codes of practice for trust company businesses would be advantageous.
Itchyfeet is working on a new exciting permanent, full-time opportunity for a Head of Compliance to become the primary contact with the Isle of Man Financial Services Authority and review and advise on and implement applicable legislation and regulations and to manage the compliance monitoring programme to assess adherence with regulations. You will also act as MLRO and deliver anti-money laundering training to staff. The successful candidate will hold a relevant professional qualification, i.e. ICA, have held a similar approved Controlled Function status and have extensive compliance, risk and/or audit experience.
Our client is seeking an individual with compliance monitoring experience, ideally in a TCSP, to join their growing team as a Compliance Administrator. This is a brilliant opportunity not to be missed for someone who is currently working in a compliance role, seeking their next challenge.
Our client is seeking a Senior Compliance Analyst on a permanent, full-time basis, to join their Compliance team. You will perform compliance monitoring and testing for regulated entities, managed trust companies and regulated / unregulated funds and their regulated controlling entities, additionally reviewing and processing customer and investor due diligence and enhanced due diligence. You will also provide assistance to Key Persons for the collation of data / statistics required for the regular Business Risk Assessments for all regulated entities. The successful candidate will hold or be studying towards a recognised industry professional qualification (ICA), have a minimum of 5 years’ experience in a financial services environment, preferably in compliance, and good knowledge of databases such as Unity/Viewpoint as this would be advantageous.
This is a fabulous new opportunity for a Compliance Officer to assist with compiling data and submitting to regulatory reporting, management of internal outreach of reportable events, and assisting with drafting policies and procedures. You will also perform compliance reviews to ensure compliance with all applicable legislative requirements. The successful candidate will have a minimum of 5 GCSE’s to include Maths and English at grade C or above, and ideally be working towards a recognised AML or compliance qualification (e.g. ICA). A working knowledge of the Isle of Man Gambling Supervision Commission, UK Gambling Commission’s and Jersey Gambling Commission legislation would be desirable. E-gaming experience would be a distinct advantage within this role, however training will be provided.
Our client is excited to take on school leavers / graduates / individuals who are seeking a career in finance to become professionally qualified. You will join a leading bank to start your new career. Right from the start, you’ll develop relationships built on credibility and trust with clients across a wide range of sectors. You will build an understanding of how our client operates whilst spending time completing in-house training. If you are a talented individual who has a drive to learn to be part of an exciting team, practicing on real-life projects with clients and a variety of career routes, get in touch!
Do you have compliance experience, preferably within a Trust environment? Are you ready for the next step in your career? If so, this role may interest you! You will be a part of the full life cycle of Compliance and 2nd Line of Defence Risk Management. In this role, you will ensure that the business complies with all local regulatory & legal requirements, Group Policies & Procedures and finance industry best practice. You will also undertake financial crime reviews, act as a nominated officer and assist the MLRO & MLCO. The ideal candidate will have proven knowledge of the GFSC, a strong understanding of regulatory requirements applicable to the fiduciary business in Guernsey and a pro-active, self-starting work ethic.
Our client is seeking an Analyst, Authorisations and Innovation, to join their team on a permanent, full or part-time 25 hours per week basis. Responsibilities will include but not be limited to delivering high quality prudential, financial crime and conduct regulation within a strong team, investigating, assessing and presenting recommendations for the authorisation or rejection of new applications and answering phone call and email queries. Some finance industry experience would be beneficial and the candidate should have good analytical and communication skills. This is a great opportunity for someone returning to the workplace after a career break or seeking a change of career. Good communication skills, both oral and written are essential as this is a client facing role.
In this wonderful new full-time permanent position, you’ll be responsible for ensuring the outsourced services of a leading fund administrator and corporate service provider. This includes maintaining a governance framework to manage and monitor all risks related to any outsourced services making sure they are aligned to the internal and regulatory framework. Duties will include managing the outsourcing program across areas including people, technology and data, completion of prior and in-depth analysis for any contemplated outsourcing, conducting on-site due diligence assessments and acting as a point of escalation for outsourced provider relationships. If you have 5+ years’ experience in a similar role including outsourcing and vendor risk management, managing and working with global service centres and excellent and effective time management and written and verbal communication skills, then get in touch!
Our client is seeking an Analyst, Authorisations and Innovation, to join their team on a permanent, full or part-time 25 hours per week basis. Responsibilities will include but not be limited to delivering high quality prudential, financial crime and conduct regulation within a strong team, investigating, assessing and presenting recommendations for the authorisation or rejection of new applications and answering phone call and email queries. Some finance industry experience would be beneficial and the candidate should have good analytical and communication skills. This is a great opportunity for someone returning to the workplace after a career break or seeking a change of career. Good communication skills, both oral and written are essential as this is a client facing role.
Our client is currently seeking an experienced individual to join their team in the role of Trust Manager on a permanent, full-time basis. You will act as 1LOD Subject matter expert in all to CDD / AML / Sanctions and Financial Crime impacting matters for the business and perform quality control tasks in relation to key CDD processes. You will also observe and reinforce internal control policies and procedures and statutory guidelines as applicable to the role and assist in ad hoc projects and remediation plans. The successful candidate will have Trust Company / Administration experience including a knowledge in trust instruments and documentation, a meticulous manner and a keen eye for detail, being a team player and a fast learner. NAV ONE experience would be advantageous.
A new exciting permanent, full-time position has arisen for a Financial Crime Prevention Specialist to work within the Group Risk, Legal and Compliance team. Within this role, which reports to the Chief Compliance Officer, you’ll provide support and advice on the identification and management of financial crime and jurisdictional risks across the company. This opportunity will suit an individual who has a genuine interest in protecting the business from all aspects of financial crime and supporting the continuous improvement of our control environment. The successful candidate will hold a relevant AML industry qualification or the willingness to work towards and achieve within the first 18 months in the role and business understanding and wider commercial insight. You will also be able to embrace change and work independently when required to do so.
Our client is seeking a Compliance Manager and MLRO / DPO with an in-depth knowledge of Isle of Man financial regulation and compliance. This permanent, full-time opportunity will suit an individual who has 3-5 years’ experience as an MLRO or Deputy MLRO with the ability to communicate clearly and persuasively. You will develop, maintain and revise company policies and procedures to ensure legal and regulatory compliance with both local and international money laundering and data protection legislation. Alongside managing day to day operation of compliance, MLRO and DPO function, you will be responsible for preparing and presenting reports to the Board. The successful candidate will hold an ICA Diploma in Anti Money Laundering or equivalent, have a minimum three years’ experience as a Deputy MLRO or MLRO and hold a Practitioner Certificate in Data Protection (PC.dp) or equivalent.
Our client is a multi-jurisdictional provider of fund, corporate and private wealth services and they are seeking a Compliance Officer, DMLRO to join their dedicated Compliance team on a permanent, full-time basis. You will act as the MLRO or DMLRO to assist the Head of Compliance with Board reporting and where necessary with the completion of testing, sampling and monitoring of the business’ compliance with policies, procedures and controls as per the board approved Compliance Monitoring Programme. The successful candidate will already hold or be willing to study towards a professional qualification, have at least 7 years’ compliance experience within a trust company and have enough experience to be able to act as MLRO or DMLRO. If you have experience of with funds compliance this will be advantageous.
This new role provides comprehensive support and assistance to our clients’ Compliance Manager in respect of compliance, financial crime and sanctions to include duties to meet targets and deadlines set by the boards across multiple jurisdictions. As a Compliance Assistant Manager you will assist the wider Compliance Team, ensuring employees abide by their regulatory obligations and conform to industry best practices, assisting in implementing and maintaining Risk, Compliance, and AML/CFT policies and procedures in addition to acting as a point of contact for Compliance queries from fee earners and help staff with queries and any training for staff. The suitable candidate will have experience working in a Compliance function in a trust company environment, excellent IT skills and hold or be working towards a relevant compliance-related qualification.
Itchyfeet are working on a fantastic new opportunity for a Trainee Compliance Administrator to join our client’s firm, on a permanent basis. Responsibilities will include database screening, maintaining and updating records, receiving, logging and monitoring training records, maintaining registers, assisting with completing regulatory and statutory filings, assisting with audit preparation and scrutinising internal policies and procedures on a day-to-day basis. The successful candidate will be educated to A-Levels and be willing to study towards a relevant professional qualification in compliance, risk, anti-money laundering or financial crime. If you are a self-motivated, analytical thinker with a strong attention to detail this could be the perfect role for you!
Our client is seeking a Senior / Trust & Company Administrator with at least 3-5 years’ experience, to join their team, on a permanent full-time basis. A typical portfolio you will work on consists of trust structures, beneficiaries, property holding companies, few yachts but very selective to ensure they are compliant and administration / portfolio management. This is a fantastic opportunity for someone looking to work in a no politics type office with a mixed age group who get the job done and have a laugh. Our client offers an attractive benefits package and opportunity for your role to progress internally. If you have the experience and can hit the ground running then get in touch!
Our client is seeking an experienced MLRO to join their team, on a permanent full-time basis, to receive and consider internal disclosures in accordance with internal reporting procedures. You will perform investigations of internal disclosures and other related matters and form a sound judgement regarding external reporting of suspicious activity; evaluating the risk to the business and proposing solutions where required. You will also provide guidance to this business on reporting requirements and be the primary point of contact for the Business in relation to new business and on-going client queries in relation to AML/ financial crime, attending client meetings as necessary. The successful candidate will be educated to degree level or have a minimum of 6 years’ experience in financial services, hold an applicable ICA diploma or equivalent and have a good working knowledge of Microsoft products, particularly Word and Excel.
Our client has opened up a new permanent, full-time opportunity for a Senior Policy Adviser, in which you will deliver the implementation of policy projects regarding conduct and prudential regulation such as: Basel 3.1 (banking), Advanced Approaches (banking), Consumer Lending and Countering Authorised Push-Payment (APP) fraud. You will develop banking regulations that can be understood by our client’s staff, industry and other stakeholders. This role provides an excellent opportunity to take a lead role in several multi-agency projects, focused on conduct and prudential regulation. The successful candidate will have prior experience in a bank head office, a regulator, an audit firm, consultancy practice or legal firm. It will also be beneficial to have experience in consumer lending, APP fraud or regulatory conduct and prudential matters.
Our client is seeking an Officer to join their Review team, on a permanent full-time basis, to review the quality and effectiveness by supporting the team carry out Premier, Periodic and Exit Reviews. You will assist with operational support to the business with Projects and BAU, such as change initiatives, data quality and internet searches for adverse media, as well as identifying operational themes and delivering operational improvements and enhancements. The successful candidate will have an eye for detail and great organisational skills so you are able to prioritise your day. Strong communication skills is also a must, with a curious mind. Another string to your bow will be to make sure the team are compliant with applicable laws, service standards, company policies and procedures. You will need to use your own judgement to identify any risks or concerns and report them in a timely manner.
Our client is seeking two Senior Officer, Reviews to join their team on a permanent, full-time basis to perform a wide variety of business assurance tasks accurately and in a timely manner to support the team and the wider business, providing a high level of quality client reviews and assisting the Senior Officers and management team with the day-to-day business assurance. You will also plan, prioritise and organise tasks and activities efficiently and assist the team to identify risks and development opportunities. The successful candidate will be working towards either one of the following: ICSA Certificate in Offshore Finance and Administration or STEP Foundation Certificate in Offshore Trust, have 2+ years’ fiduciary experience and excellent company and trust knowledge.
Our client is seeking a Compliance and Risk Director on a permanent, full-time basis to become a member of this business’ Board of Directors to deliver high-quality compliance support and risk management, in conjunction with the local board of directors and the Compliance & Risk team, working collaboratively with key stakeholders to ensure the business complies with local regulations. Your Board of Committee appointments will be: designated Head of Compliance, designated MLRO and other internal committees as may be deemed appropriate. The successful candidate will be able to bring a range of skills and experiences to enhance the team, and to work with the business to deliver on projects, and tasks. There are a few key skills which an applicant should possess and have a working knowledge of; approved Key Person, extensive working knowledge of regulatory and legal requirements and previous regulated board membership.
Our client is seeking a Manager, Financial Crime Prevention to join their team on a permanent, full-time basis to maintain a robust FCP risk control framework, in a second line of defence capacity. You will also proactively monitor internal and external developments, with the objective of ensuring that the FCP framework remains fit for purpose and is clearly documented and provide reporting for boards, functional heads and group, to provide positive assurance that the FCP framework in place is effective and to draw attention to key themes requiring attention. The successful candidate will hold an ICA or other relevant industry qualification, or be working towards them, have prior experience in a Compliance and/or Risk Management function with a minimum of 5 years’ relevant experience and have a positive attitude and the ability to deal with staff at all levels.
An exciting opportunity has opened up in our client’s CDD & On-Boarding team where you'll be a vital team player, creating value and making a difference to their fast-paced organisation. Every day brings a new challenge so you’ll have an eye for detail and great organisational skills so you can prioritise your day and sometimes with conflicting deadlines that still need to be met. As a CDD & On-Boarding Officer, you’ll be assisting with a variety of tasks to ensure delivery of the high-quality service to the stakeholders. Working knowledge of AML/CDD matters for Trust, Company and Funds service provider is desirable for this role.
Our client’s Jersey Compliance team are seeking a Funds Compliance Administrator to join their busy team. You’ll be a vital team player, creating value and making a difference to their fast-paced organisation. Duties include performing a wide variety of fund compliance tasks accurately and in a timely manner to support the Company’s ever-growing and diversified international client base, supporting the compliance function with providing accurate updates to key registers and regular compliance reporting and assisting with the day-to-day administration of AML / CDD. The candidate will have great IT skills, an eye for detail and be very organised. Strong communication skills are also necessary to help our client increase productivity and deliver the highest level of service. The successful candidate will hold or be studying towards a professional qualification and have relevant experience in a similar role.
A brilliant new permanent, full or part-time opportunity has arisen for a pro-active individual with sound compliance experience and knowledge in the Funds / MoME sector. This hands-on Compliance Manager role will be accountable for ensuring that the activities of the business are conducted in a risk based compliant manner, with an eye to best practice, particularly taking into account global and group practices regarding cross border business. The role includes liaison mainly with the Jersey Branch Compliance Officer to support the Head of R&C Jersey Family Office to ensure that Jersey FSB operations remain compliant but commercially sound, including oversight of work to develop and operate an effective compliance monitoring framework and the maintenance of operational risk registers. If you have excellent knowledge of Jersey legislation and regulation with some experience of UK and EU-wide legislation, then get in touch!
Our client has an opening for a Compliance Monitoring Administrator on a permanent, full or part-time basis, to join their busy Risk and Compliance team in Jersey. You will work closely alongside the Monitoring Manager and support the with general compliance administration tasks as they arise. This role would suit someone with compliance / compliance monitoring experience in a regulated business, preferably within Trust or Funds, who ideally has just finished their A levels and holds an ICA Diploma or is willing to work towards one and has experience working with other licences. The successful candidate will also be able to manage priorities efficiently and under pressure and be able to demonstrate sound judgement. If you are you looking for a change within the financial services world and possess an interest in Risk and Compliance or already work in this environment and are looking for a change, then this could be the next role for you!
Our client is seeking a Compliance Manager on a permanent, full-time basis to be hands on and accountable for ensuring our client’s activities are conducted in a risk based compliant manner, with an eye to best practice. You will oversee and manage the compliance operational Taskbox, carry out enhanced due diligence checks and administer screening systems. Additionally you’ll review transactions to obtain clarification, where necessary, for those which warrant further investigation. The successful candidate will hold a degree / or equivalent professional qualification, ICA diploma or similar qualifications and sound compliance and AML experience. You’ll also have the ability to influence and bring about change.
Two amazing full-time permanent opportunities are now open to applicants, to become Business Compliance Officers, one at Associate level, the other Senior Associate. You’ll provide practical assistance, support and advice to the Family Office Jersey team on compliance related control matters and assume full responsibility for all interaction and liaising with Risk and Compliance where required. The ideal candidate will be educated to degree level, have 7+ years’ financial services industry and trust company experience, an in depth knowledge of applicable codes of practice, AML/CFT legislation and regulations and exposure to operational functions within previous roles. If you have great communication and influencing skills, the confidence to deliver practical compliance advice balancing risk management and commercial considerations and the ability to multi-task, get in touch as our client would love to hear from you!
Itchyfeet has a new and exciting permanent, full-time opportunity for a Client Service Director, to provide a first-class service to our client’s customers, working closely with Co-Directors and the wider management team and ensuring that they meet their Regulatory, Compliance, Corporate Governance and internal administration obligations. The successful candidate will be an approved person, be professionally qualified and a member of STEP or ICSA qualified or equivalent qualification in a relevant field such as accountancy or operational management, have extensive knowledge of trust, corporate services and support operations and have detailed knowledge of portfolio management, and oversight of external investment portfolios. You will also be assertive and an effective delegator.
Our client is seeking a Tax Administrator to join their Tax team, on a permanent full-time basis, to be responsible for assisting senior members of the team with all aspects of tax administration for clients. Duties will include client take on, client relationships, completion of tax returns, dealing with routine HMRC correspondence, assisting with tax compliance as well as post and general administration duties. This role requires someone who is prepared to work within a fast-paced environment and have a pro-active and positive approach and excellent attention to detail.
Our client is seeking an Office Administrator to join their Central Archiving and Retrieval team, on a permanent full-time basis, to provide administrative support to the Trust Accounting Team and Head of Trust Accounting. Main responsibilities will include the scanning and electronic filing of all incoming documents on a daily basis and the retrieval of trust documentation as and when required. You will proactively contribute to the data quality of accounting information, participate in additional ad hoc projects and work with the global teams to support the production of client information. The successful candidate will understand the importance of risk and control and have experience in an administration support role, possess excellent administration and organisation skills, ideally including experience in electronic filing and retrieval of documentation and have the ability to work with global teams.
Our client is seeking a Compliance Officer to join their team, on a permanent full-time basis, to assist the Senior Compliance Officer and MLCO in the facilitation, creation and continuing operation of a robust compliance and control regime, to ensure the business is compliant with all relevant laws, regulations and internal policies. Acting as the MLRO you will be a point of contact with the Financial Intelligence Service or FIU and make disclosures to the Financial Investigation Unit and receive, investigate and report any suspicious activity. The successful candidate will be educated to tertiary level, hold a compliance qualification (ICA) and have a minimum of 5 years’ compliance / AML experience. You will also have good strategic and commercial awareness and have to ability to develop and apply commercial awareness and business acumen in all day to day and longer-term tasks.
Our client is seeking a talented individual to join their Regulatory Operations department, on a permanent full-time basis, specifically the Periodic Review Unit, to provide a comprehensive and confidential Client Due Diligence (CDD) service to the firm. You will focus on clients within Asia and the Caribbean but may also support Europe at times. Duties will include undertaking periodic reviews, completing CDD data entry, performing screening checks and analysing the results and assisting with the training of new joiners. The successful candidate will have 3-5 years' experience in an AML or CDD focused role within a professional services environment, with working knowledge of client take on processes as well as Anti Money Laundering and Client Due Diligence requirements. An understanding of complex structures is required and an AML certificate is desirable.
Our client is seeking a Risk / Compliance Officer to join their Compliance team on a permanent, full-time basis. The successful candidate will have an interest in pursuing a career in Risk and Compliance and be familiar with local legislation relating to financial crime, sanctions, company and trust law and codes of practice. You will also have experience working in a compliance team and have the desire to build on your technical compliance knowledge.
Our client is seeking a Client Reviewer, Risk & Compliance to undertake periodic risk assessments and reviews of clients of the offices that the Centralized Review Team service, to ensure they are being administered in accordance with our client’s policies and procedures. You will review client structures as allocated in accordance with this business’ risk assessment process and undertake the administration of a basic nature in order to rectify errors found during the course of a review. The successful candidate will have an interest in pursuing a career in Risk and Compliance and be familiar with local legislation relating to financial crime, sanctions, company and trust law and codes of practice. You will also have experience working in a compliance team within the finance industry and have the desire to build technical compliance knowledge and study towards a relevant professional qualification.
Our client is seeking a New Business and Risk Review Officer to join their established new business and risk team. You will undertake risk reviews ensuring thorough completion of all internal documentation, checklists, screening and searches. You will also liaise with Relationship Managers and banking intermediaries to identify and obtain any required additional information, ensuring it is all up to date, accurate and the relevant due diligence is held in line with the Bank's Handbook and ensure clients are FATCA & CRS compliant. The successful candidate will have detailed knowledge of account opening, KYC/CDD processes and all risk review processes.
This is a senior, permanent, full-time opportunity for an individual to be responsible for the day to day management of the Compliance team, ensuring all deadlines are met and all work is completed in a timely manner, whilst motivating the team. Duties include the completion of client file reviews, maintaining and monitoring of the compliance registers, client screening and any other projects and duties as assigned to this role. The successful candidate will have experience in a similar role and be happy to mentor and help develop their colleagues in compliance policies and regulations.
Our client is seeking two Trainee / Administrators, Onboarding to provide and promote a superior client experience for the Company, by providing a multi-jurisdictional service for the Institutional business to onboard new clients / investors. You will be responsible for the set-up of client / investors in core systems, ensuring all static data is captured, recorded and accurate. The ideal candidate will be working towards a recognised qualification ideally within ICA or AML and have relevant financial industry administration experience in an onboarding role would be an advantage. Experience of working with Private Equity / Real Estate fund structures and experience in data inputting and workflow management is desirable as is experience of working within AML / CDD onboarding fund sector, although our client is happy to accept trainees for this role.
Our client is seeking a Quality Assurance Analyst to join their Regulatory Operations Team on a permanent, full-time basis. You will provide comprehensive quality assurance analysis of the Client On-Boarding Unit, Business and Periodic Review Unit based in Europe, the Caribbean and Asia. In addition this role will provide technical support and training to team members of all levels and assist the Managers with performance data at both administrator and client level. You will carry out quality checks each quarter on a sample of new business that has been accepted by the fiduciary business and the law firm, ensuring the on-boarding process has followed internal policy in relation to CDD, screening and the risk assessment. The successful candidate will hold an AML certificate or similar, have 3+ years’ experience working in a compliance / due diligence environment and the ability to make decisions and use initiative.
Showing jobs 51 to 100 of 209.
