Our client seeks a Compliance Technician to play a vital role within the Group’s Compliance Team. This role is integral to maintaining regulatory standards and will operate within the second line of defence. The Compliance Technician will closely engage with various business areas to deliver essential support and training on regulatory themes. This position entails a full-time commitment, and the successful candidate will be expected to work towards achieving the overarching compliance objectives of the Group. The key tactical goals include staying updated on relevant regulatory developments, disseminating knowledge through training initiatives, promoting compliant practices, and measuring regulatory compliance.
Job Duties:
- Support the Group’s Senior Compliance Manager by designing policies, frameworks, and standards of conduct, ensuring effective implementation within the business.
- Design and deliver theme-based training and education as part of an annual training agenda and on an ad-hoc basis when needed.
- Conduct compliance monitoring by documenting findings and engaging with stakeholders to obtain management responses.
- Build strong stakeholder relationships, representing the second line as a subject matter expert in technical workshops and working party sessions.
- Provide advice, guidance, oversight, and challenge concerning regulatory and conduct matters.
- Advise on implementing new rules, regulations, and legislation.
- Collate data for compliance reporting packs for Executive Committee, Risk Committee, and Board meetings.
- Assist in compiling scheduled regulatory submission packs.
- Deliver balanced and measured views and opinions.
Job Requirements:
- Minimum of 3 years’ experience in a compliance or investment role within an FSA regulated (or equivalent) environment.
- Good working knowledge of the Isle of Man Financial Services Authority Rule Book.
- Understanding of investment or banking sector principles and concepts.
- Proven track record in designing, developing, and implementing efficient and effective second line compliance processes within a financial services setting.
- Recognised or pursuing compliance or investment-related qualifications equivalent to the ICA International Advanced Certificate level or a relevant financial services qualification.
- Strong communication skills at both operational and strategic levels.
- Excellent work ethic and people-oriented.
- Ability to work collaboratively across all functional areas of the Group.
- Strong problem-solving skills and implementation skills with a focus on results.
- Attention to detail and a flexible attitude.
What You’ll Love:
This role offers a unique opportunity to be part of a team that values innovation, integrity, and excellence. Our client fosters a culture where employees can thrive, encouraging a continuous learning environment and supporting career development. You will be empowered to think creatively and contribute to initiatives that enhance compliance processes across the organisation. The diverse team, built on strong family values, reflects a commitment to placing clients at the heart of everything they do, making it an exciting place to build your career. You'll have the chance to work in a dynamic global environment, collaborating with professionals from various backgrounds and contributing to a strong ethical compliance culture.
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