Our client is seeking an experienced Compliance Officer to support their Channel Islands operations. The role involves executing and maintaining compliance frameworks in line with local regulations, company policies, and professional standards. The successful candidate will advise on regulatory requirements, support compliance-related processes, and help mitigate compliance risks. This is an excellent opportunity for a professional with a strong background in financial services compliance, offering the chance to contribute to a global leader's robust governance framework. Click here to read more
Job Duties:
- Advise on and interpret regulatory requirements, providing guidance to management and staff.
- Analyse and monitor local regulatory texts, including AML/CFT/CPF Handbooks and Codes of Practice.
- Build and maintain open relationships with financial services regulators, supporting inspections and reporting matters.
- Oversee and implement recommendations from internal audits, inspections, or regulatory findings.
- Provide advice on AML, sanctions, and due diligence, ensuring compliance with policies.
- Offer guidance on professional ethics, conflicts of interest, and client complaints.
- Evaluate and mitigate compliance risks in new activities, products, and transactions.
- Develop and execute a compliance monitoring plan, reporting findings and ensuring corrective actions.
- Maintain registers of compliance breaches, incidents, and complaints, ensuring effective resolution.
- Support training programmes to promote compliance awareness across the organisation.
- Prepare compliance risk reports for boards and committees, supporting governance frameworks.
Job Requirements:
- Strong knowledge of Channel Islands regulations and compliance frameworks.
- Proven experience in financial services compliance or a related field.
- Relevant qualifications in compliance, risk, governance, accountancy, or law.
- Excellent written and verbal communication skills.
- Strong analytical and problem-solving abilities, with the capacity to work independently.
- Proficiency in common computer applications and data management.
What You’ll Love:
Our client, a leading global bank, is committed to fostering a culture of innovation, integrity, and collaboration. They support professional growth and value their people, creating an environment where you can thrive. This role offers the opportunity to make a meaningful impact while advancing your career in a dynamic and supportive setting.
Interested? Register today, confidentially, with one of our friendly and dedicated recruitment specialists by clicking here
