Our client is seeking an Analyst to join their Authorisations and Innovations Division (AID), which serves as the supervisory gateway for financial services in the Bailiwick. This role involves assessing applications from firms and individuals seeking to undertake regulated activities, ensuring compliance with relevant laws, rules, and legislation. The position offers exposure to a wide range of financial sectors, including fiduciary, insurance, investment, and lending firms, as well as prescribed businesses. The successful candidate will play a key role in determining the suitability of individuals for senior management functions, supporting innovation, and maintaining the Bailiwick’s international reputation as a well-regulated financial centre.
Job Duties:
- Investigate and assess applications for authorisation, registration, or licensing across multiple financial sectors.
- Conduct risk-based due diligence on individuals and entities, summarising findings for decision-making.
- Maintain accurate internal records and systems for all cases and tasks.
- Prepare and present information to decision-makers within the division.
- Respond to enquiries from colleagues, licensees, regulators, and other professionals, providing clear and concise summaries.
- Produce accurate and well-structured written reports that serve as reliable Commission records.
- Contribute to internal meetings in a professional and constructive manner.
- Support team members, attend meetings and panels when required, and assist with training new staff.
- Prioritise workload effectively, ensuring that deadlines are met and senior team members are informed of any potential delays.
- Continuously develop professional and technical knowledge of regulatory laws, rules, and codes.
- Make constructive recommendations for improvements and support the implementation of change.
Job Requirements:
- Strong analytical skills with the ability to assess applications against regulatory frameworks.
- Excellent written and verbal communication skills, including the ability to present information clearly.
- Ability to conduct thorough due diligence and risk-based assessments.
- High attention to detail and a commitment to producing high-quality work.
- Strong organisational and time management skills, with the ability to adapt to changing priorities.
- A proactive and collaborative approach, with the ability to work effectively within a team.
- Willingness to learn and develop an understanding of financial services regulation.
What You’ll Love:
This role offers the chance to play a key part in maintaining and enhancing the jurisdiction’s reputation. You will work in a collaborative environment with opportunities to develop your skills in regulatory oversight, policy creation, and risk-based supervision. The organisation values professional growth and offers ample opportunities for training and career development.
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