Our client, a well-established firm of Licensed Fiduciaries, is on the lookout for a proactive and detail-oriented MLRO, Fiduciary Risk & Compliance Manager to join their team on a full-time or part-time basis. This pivotal role involves the thorough management of compliance duties and the reporting of fiduciary and compliance risks, ensuring that all legal, regulatory, and internal standards are met. The selected candidate will play a crucial role in fostering a strong compliance culture, backed by effective communication and organisation skills, to enhance the company's operational integrity.
Job Duties:
- Assist with ensuring compliance with company procedures and relevant legislation.
- Oversee the daily operations, development, and management of the compliance function.
- Conduct periodic fiduciary and compliance reviews of client structures, coordinating the scheduling of such reviews.
- Promote a culture of compliance within the organisation.
- Produce quarterly compliance and risk reports for the Board.
- Prepare and present the quarterly MLRO report during Board meetings.
- Monitor the compliance programme and advise on any findings, providing recommendations when necessary.
- Provide guidance on compliance issues, regulatory updates, and best practices.
- Regularly review and update Compliance Policies and Procedures.
- Coordinate and prepare regulatory registers including breaches and complaints.
- Assist in preparing materials for GFSC inspections.
- Review and implement compliance training for all staff members.
- Stay updated on relevant industry developments and case studies.
- Manage AML-related matters, including sanction screening processes and reporting requirements.
- As MLRO, receive, review, and investigate internal suspicion reports, taking appropriate actions as needed.
- Monitor clients involved in suspicion reports and liaise with the FIU as required.
Job Requirements:
- Minimum of 5 years’ experience in compliance or a related business role with a strong interest in compliance matters.
- Proven experience in developing compliance procedures, conducting reviews, and producing reports.
- Comprehensive knowledge of relevant regulations, rules, and codes.
- Holder of an ICA International Diploma or equivalent professional compliance qualification.
- Proficient in computer applications, including databases, word processing, and spreadsheets.
- Exceptional verbal and written communication skills.
- Strong analytical thinking capability.
- Demonstrated line management experience.
- Confidence in dealing with risk and compliance challenges at all organisational levels.
What You’ll Love:
Joining our client offers you the opportunity to work in a dynamic environment where your expertise in compliance will be valued and recognised. You will be part of a forward-thinking team that is committed to maintaining the highest standards of integrity and compliance, all while helping clients achieve their goals efficiently. With potential for career growth and a welcoming atmosphere, this role is both rewarding and impactful. If you are ready to take on this exciting challenge, we encourage you to apply now!
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