Our client is seeking a Senior Administrator in the Risk and Compliance department on a permanent basis. This role focuses on providing support primarily related to client compliance, conducting compliance monitoring, maintaining policies, and assisting with compliance reporting. The successful candidate will play a vital role in enhancing the compliance culture within the organisation.
Job Duties:
- Conduct client reviews, including matters related to Client Risk Reviews and Review Meetings.
- Perform compliance and transactional monitoring in line with regulatory and business requirements.
- Assist with the monitoring and verification of new business documentation to ensure compliance with organisational standards.
- Communicate effectively with staff at all levels to progress action points arising from meetings.
- Monitor and report on key Risk and Compliance indicators efficiently.
- Prepare and review compliance reports.
- Contribute to the maintenance of the Compliance Manual, Compliance Monitoring Programme, and other essential Risk and Compliance documentation.
- Employ various investigative techniques, including file reviews, desk-based analysis, and in-depth interviewing.
- Maintain accurate schedules of findings and key review documentation.
- Liaise with stakeholders regarding any necessary amendments to procedures arising from ongoing mapping of procedures to regulatory rules.
- Promote awareness of regulatory principles and contribute to the training of other staff members.
- Assist with the general functioning of the Risk and Compliance Team.
- Monitor industry developments and take forward relevant action points.
- Adhere to Risk & Compliance procedures related to regulatory requirements and AML legislation.
- Comply with CPD requirements in line with qualification levels and in-house procedures.
- Uphold organisational core values and expected behaviours.
- Undertake any other duties as deemed necessary by Management.
Job Requirements:
- International Compliance Association Qualification or a willingness to undertake such qualifications.
- Relevant experience and knowledge of Risk & Compliance standards and practices within the finance industry.
- A solid understanding of risk factors and compliance issues.
- A high level of accuracy and attention to detail.
- Excellent verbal and written communication skills.
- Proficiency in Microsoft applications, especially strong Excel skills; knowledge of SharePoint is beneficial.
What You’ll Love:
This role offers the chance to play a key part in maintaining and enhancing the jurisdiction’s reputation. You will work in a collaborative environment with opportunities to develop your skills in regulatory oversight, policy creation, and risk-based supervision. The organisation values professional growth and offers ample opportunities for training and career development.
Interested? Register today, confidentially, with one of our friendly and dedicated recruitment specialists by clicking here
