Our client is seeking an AML Review Team Manager to work in Guernsey. This management role involves collaborating with the Operational and Compliance teams to ensure the business meets its Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT) obligations. The roleholder will manage a team responsible for performing AML review and verification controls for both individual and corporate customers, ensuring effective AML due diligence controls are in place.
Job Duties:
- Manage and deliver AML monitoring programmes for individual and corporate customers.
- Coordinate performance and approval of reviews for customers as part of onboarding, trigger events, and scheduled reviews based on risk priorities.
- Determine customer risk profiles, incorporating AML due diligence and Enhanced Measures requirements.
- Adhere to AML, due diligence, anti-fraud, and screening requirements, making referrals to the MLRO/MLCO and senior management as necessary.
- Identify amendments and update customer profiles where applicable.
- Escalate data gaps or thematic issues to the appropriate operational teams.
- Make customer contact when relevant to obtain further information or documentation.
- Store evidence of reviews performed as per defined procedures.
- Provide Management Information (MI) and updates regarding AML reviews, tracking progress against plan targets.
- Perform testing of new Risk Assessment or AML functionality.
- Support additional projects as directed by management.
- Participate in operational AML alignment deliverables across the organisation, in conjunction with local operational management.
- Lead and provide training for operational teams in relation to AML Review procedures.
- Create and maintain effective procedures.
- Manage ongoing development of the team, encompassing AML Quality Control and AML Review functions.
- Engage with audiences at all levels, demonstrating patience and support as needed.
- Communicate with internal stakeholders to resolve any issues.
- Support training and monitoring for regional periodic reviews.
- Ensure execution aligns with legal and compliance requirements.
- Stay informed about regulatory and compliance updates relevant to the role.
- Attend internal and external training sessions to maintain a high level of technical expertise.
- Professional qualifications and ongoing development will be supported as relevant to the role.
Job Requirements:
- Strong attention to detail.
- Excellent time management and prioritisation techniques.
- Results focused and deadline driven.
- Self-starter with the ability to work independently and manage a team.
- Strong mindset for continuous improvement.
- Ability to establish strong relationships at all levels and across multiple regions.
- Excellent communication skills.
- A minimum of five years’ experience within the finance industry, with a certificate/diploma in business studies or equivalent.
- Understanding of regulatory requirements.
- Experience in customer quality risk reviews.
- Expertise in AML.
- Tech savvy with experience in Microsoft 365.
What You’ll Love:
This role offers the chance to play a key part in maintaining and enhancing the jurisdiction’s reputation. You will work in a collaborative environment with opportunities to develop your skills in regulatory oversight, policy creation, and risk-based supervision. The organisation values professional growth and offers ample opportunities for training and career development.
Interested? Register today, confidentially, with one of our friendly and dedicated recruitment specialists by clicking here
