Compliance Manager

Our client is seeking a Compliance Manager to ensure that activities are organised and executed in accordance with the Guernsey regulatory framework. This permanent role is based in St Peter Port and will play a vital part in supporting the Territory Head of Compliance in the day-to-day execution of the compliance framework. The successful candidate will oversee various domains including financial security, market integrity, and the protection of clients' interests. Key responsibilities include maintaining compliance with applicable laws, providing guidance on regulatory texts, and ensuring a transparent relationship with relevant authorities. The Compliance Manager will analyse compliance risks, manage the Compliance Monitoring Plan, and provide training to staff on compliance requirements. This role is critical in maintaining the integrity of our client's operations and ensuring adherence to ethical standards. The successful applicant will also be required to act in various specified roles including Money Laundering Compliance Officer and Compliance Officer, ensuring comprehensive compliance strategies are implemented across the organisation.

Job Duties:

• Keep senior management informed on developments in compliance laws, regulations, and guidelines.
• Provide guidance on the interpretation and application of compliance requirements.
• Analyse local regulatory texts and ensure compliance with the Guernsey AML/CPT/CPF Handbook.
• Maintain an open relationship with the Guernsey Financial Services Commission and manage related actions.
• Implement recommendations from inspections, audits, and identify compliance risks related to new activities and products.
• Manage the Compliance Monitoring Plan and report significant findings to the Management Committee.
• Develop systems and controls in line with evolving compliance requirements.
• Ensure all staff receive appropriate training on compliance requirements.
• Provide compliance reports to the Management Committee regarding risks and progress on compliance actions.

Job Requirements:

• Comprehensive knowledge of products and services.
• Extensive knowledge of Guernsey regulations.
• Previous experience as a compliance officer, Money Laundering Reporting Officer, and Money Laundering Compliance Officer.
• Strong analytical skills and risk management capabilities.
• Proven ability to report effectively and maintain organisation within a compliance setting.
• Adaptability and integrity in practice.
• Relevant qualifications in compliance or business will be supported.

What You’ll Love:

This role offers a unique opportunity to significantly contribute to maintaining and enhancing the jurisdiction's reputation. You will work in a collaborative environment with a commitment to professional growth, along with extensive opportunities for training and career development within the Compliance sector.

Interested? Register today, confidentially, with one of our friendly and dedicated recruitment specialists by clicking here