This role is responsible for delivering a risk-based Compliance Monitoring Programme (CMP). Our client is looking for either Senior or Analyst level . The individual will provide independent assurance over the effectiveness of first-line controls and the organisation’s adherence to regulatory requirements. The position entails identifying control weaknesses, compliance risks, and emerging issues through targeted reviews and thematic monitoring. Clear and actionable reporting will be produced to support effective remediation. Additionally, the role contributes to the continuous enhancement of the compliance framework, ensuring it remains aligned with regulatory expectations, risk appetite, and governance requirements. The individual will also escalate material risks and findings appropriately. The contract length is permanent, and the role is full-time.
Job Duties:
- Deliver assigned CMP reviews in accordance with the approved monitoring plan and agreed methodology.
- Test the design and operating effectiveness of key controls across relevant insurance business processes.
- Identify, document, and track control deficiencies, maintaining clear evidence and audit trails.
- Support the development of risk-based recommendations to enhance controls and processes.
- Manage stakeholder requests effectively to support timely delivery of assigned monitoring activity.
- Prepare clear and concise monitoring reports with evidence-based conclusions and auditability.
- Conduct thematic or sample-based reviews of client due diligence (CDD) and financial crime controls.
- Support regulatory or remediation projects and contribute to a positive and ethical working environment.
Job Requirements:
- Strong analytical capability with the ability to identify control gaps and assess potential risks.
- High attention to detail and ability to produce consistently accurate outputs.
- Effective prioritisation and time management across multiple deliverables.
- Strong communication skills, with the ability to present findings clearly.
- Experience within Compliance, Risk, or related fields (3+ years preferred).
- Knowledge of relevant regulatory requirements, particularly related to financial crime and insurance.
- Competent in data analysis and report writing.
- Professionally qualified or working towards a relevant qualification (e.g. ICA Diploma).
What You’ll Love:
This role offers the chance to play a key part in maintaining and enhancing the jurisdiction’s reputation. You will work in a collaborative environment with opportunities to develop your skills in regulatory oversight, policy creation, and risk-based supervision. The organisation values professional growth and offers ample opportunities for training and career development.
Interested? Register today, confidentially, with one of our friendly and dedicated recruitment specialists by clicking here
