Our client is seeking an Investment Risk Officer to support the maintenance of risk and compliance oversight mechanisms within their Investment Division. This role is based in Jersey and is not open to relocation or sponsorship, so only local residents are eligible to apply. The primary purpose of this position is to ensure that business operations adhere to agreed risk parameters and comply with the regulatory requirements of the Investment Business and Funds Services Business licences. You will be responsible for identifying, analysing, and managing risks associated with investment operations, as well as maintaining a coherent governance structure within the division. Additionally, you will undertake routine risk responsibilities to support the overall effectiveness of the investment division.
JOB DUTIES:
- Provide input to the design of the investment division control framework and support the business in establishing and maintaining a robust controls environment.
- Manage processes related to breaches, incidents, and complaints, review reports, inform relevant parties, and follow up on outstanding reports and action updates.
- Undertake ad-hoc investigations into breaches, incidents, and complaints to identify root causes and ensure processes are robust enough to prevent recurrence.
- Prepare reports, collate papers, and collect Key Risk Indicators, analyse risk data, and provide insights for Investment Services and Risk meetings to ensure timely management of identified risks.
- Conduct periodic client suitability reviews, monitor investment mandates, and test the investment division's controls; investigate and report on variances to ensure compliance.
- Ensure the accuracy and confidentiality of investment data.
- Manage and maintain the investment division’s business continuity plans and undertake periodic risk assessments of systems and suppliers.
JOB REQUIREMENTS:
- Possess a minimum qualification of a Diploma in Finance and Accounting.
- Require five to seven years of experience in financial services, particularly within the securities industry, with a thorough working knowledge of risk management and compliance.
- Demonstrate at least five years of experience in securities industry regulations, end-to-end processes, and understanding trade and payment processes.
- Have strong business acumen and the ability to articulate information effectively.
- Exhibit skills in compliance, risk management, and risk reporting.
- Possess proficiency in written communication.
- Show commitment to teamwork and the ability to develop strategies in line with company objectives.
WHAT YOU’LL LOVE:
In this role, you will have the opportunity to work alongside talented professionals in a stimulating environment that values risk management as a fundamental aspect of investment operations. You will contribute to the establishment of a robust controls environment, enhance your understanding of compliance regulations, and be part of a dedicated team focused on ensuring operational excellence.
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