Our client is seeking a Senior Analyst to join the Investment, Fiduciary, and Pension Division. The role will primarily focus on ensuring high-quality prudential, financial crime, and conduct regulation within the Bailiwick of Guernsey. The successful candidate will assist with delivering PRISM risk-based supervision, enforcement, and policy creation. This is a full-time role, and the responsibilities include assisting with supervision, policy development, and maintaining key relationships with licensees. You will contribute to regulatory decision-making, conduct on-site visits, and support projects related to pension supervisory policy and international standards. Click here to read more
Job Duties:
- Ensure high-quality prudential, financial crime, and conduct regulation, facilitating innovation and discouraging poor-quality ventures.
- Assist in protecting and enhancing the Bailiwick’s international reputation in the financial services sector, promoting a regulatory environment for good business.
- Support the delivery of PRISM risk-based supervision, enforcement, and policy creation.
- Assist with the implementation of the Balanced Scorecard, formulating plans to achieve business objectives and addressing potential challenges.
- Be involved in considering problem cases that may require regulatory action, including formal enforcement measures.
- Assist in the introduction or amendment of relevant legislation, rules, guidance notes, policies, and procedures.
- Demonstrate pragmatic decision-making in all regulatory matters.
- Plan and lead on-site visits, conduct research, analyse information, and identify key issues.
- Maintain and develop relationships with licensees, assisting with approvals, consents, or comments on applications.
- Analyse licensees' periodic returns, financial statements, and other information to assess their ability to meet licensing criteria.
- Conduct sector-wide analysis, produce trend documents, and present risk-based findings to the industry.
- Prepare and present visit findings, providing professional feedback to licensees and following up on matters raised.
- Handle enquiries from licensees, regulators, professionals, and the public.
- Chair and contribute to meetings in a clear and professional manner.
- Assist with or lead internal projects such as supervisory processes, statistical exercises, or reviews of procedures.
- Support and coach staff, monitoring workflow and providing on-the-job training and guidance.
- Research and monitor international supervisory standards, providing advice on compliance.
- Assist with the implementation and delivery of pension supervisory policy.
Job Requirements:
- Proven experience in a regulatory, supervisory, or analytical role within a financial services context.
- Strong analytical skills, including the ability to interpret complex data and assess financial statements.
- Familiarity with PRISM risk-based supervision methodology and regulatory frameworks.
- Excellent communication skills, with experience preparing and presenting reports and findings.
- Strong decision-making abilities in regulatory matters.
- Ability to manage projects and meet deadlines in a fast-paced environment.
- Attention to detail and the ability to produce accurate, clear, and concise written work.
- Ability to work collaboratively with colleagues and stakeholders at all levels.
- Experience in supervising and coaching staff is advantageous.
What You’ll Love:
This role offers the chance to play a key part in maintaining and enhancing the jurisdiction’s reputation. You will work in a collaborative environment with opportunities to develop your skills in regulatory oversight, policy creation, and risk-based supervision. The organisation values professional growth and offers ample opportunities for training and career development.
Interested? Register today, confidentially, with one of our friendly and dedicated recruitment specialists by clicking here
