Compliance Executive, Risk & Compliance team

This role of Compliance Executive is available in both part-time and full-time capacities, with part-time consisting of 20 hours per week, and the full-time option requiring a standard work schedule. Reporting to the Risk and Compliance Manager, the position is located in Guernsey and is vital in ensuring that the business meets its regulatory and compliance obligations while fostering a robust culture of risk awareness and regulatory discipline. The role lies within the second line of defence and provides exposure to a diverse range of compliance and risk activities throughout the organisation. The successful candidate will play a significant part in compliance monitoring, regulatory oversight, and risk management activities, collaborating closely with operational teams to ensure effective and proportionate controls are in place. As this position evolves, the Compliance Executive will contribute to the ongoing development of the compliance framework, assisting in both monitoring and reporting obligations. This is an exciting opportunity for an individual looking to further their career in the compliance and risk field.

Job Duties:

• Support the delivery and ongoing development of the Compliance Monitoring Programme, including testing and reporting.
• Conduct periodic client file reviews and maintain client due diligence records in line with regulatory requirements.
• Assist with business risk assessments and other risk management activities across the organisation.
• Monitor sanctions alerts and other regulatory notifications, escalating potential matches where appropriate.
• Maintain awareness of regulatory developments and support the communication of relevant updates across the organisation.
• Support the preparation of compliance reporting and documentation for internal governance forums.
• Assist with policy and procedure updates, thematic reviews, and other compliance-related projects as required.

Job Requirements:

• Experience in a compliance, risk, or regulated financial services environment.
• Familiarity with AML/CFT requirements, client due diligence, and regulatory compliance processes.
• Strong analytical skills to identify issues, assess risk, and apply sound judgment.
• Detail-oriented with the ability to review information carefully and maintain accurate records.
• Organised with the capability to manage multiple tasks in a structured manner.
• Clear communication skills to present information and findings concisely and professionally.
• Collaborative nature, comfortable working with colleagues across the business.

What You’ll Love:

​​​​​​​This role offers the opportunity to play a key part in maintaining and enhancing the organisation's reputation. You will work in a collaborative environment with opportunities to develop your skills in regulatory oversight, policy creation, and risk-based supervision. The organisation values professional growth and provides ample opportunities for training and career development.

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