Showing jobs 1 to 8 of 8.
Our client is seeking a Senior Customer Services Administrator to join their New Business team on a permanent basis. This role is ideal for an experienced administrator with a strong understanding of customer due diligence, new business acceptance, and regulatory requirements. The successful candidate will be responsible for reviewing new business applications, ensuring compliance with Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) controls, and liaising with financial advisers and customers to gather outstanding information. Attention to detail and adherence to regulatory standards are key aspects of this role. Click here to read more.
The Client Compliance Analyst role is a permanent, full-time position. The successful candidate will be responsible for managing the end-to-end onboarding of new client relationships across the Group. This role involves ensuring efficient onboarding processes, adherence to compliance requirements, and effective management of financial crime prevention risks. The position offers an opportunity to work closely with clients, contributing to a smooth onboarding experience and maintaining high standards of client compliance. Click here to read more.
Our client is seeking a Introducer Account Manager on a permanent full-time basis. You will work with the Marketing Manager and Strategic Account Manager to adapt email communications and other market activity to individual Introducer’s processes/attitudes etc. The ideal candidate will have 5+ years’ experience in a professional customer/client-facing role and a background in fintech or financial/fiduciary services sectors, with customer/client management experience.
Our client is seeking an Assistant Manager, to join their New Business Team on a permanent full-time basis. You will manage a team of administrators in the preparation of relevant internal approval documentation, co-ordinate and present directly to the Business Acceptance Meeting, ensure consistency and clarity of the on-boarding files and approval documentation in order to maximise the effectiveness of relevant senior management resource. The ideal candidate will have extensive Private Client administration experience, solid understanding of risk, relationship management and contractual and statutory obligations.
Our client is seeking a Senior Administrator for their New Business Team on a permanent full-time basis. The purpose of the role is primarily to ensure the efficient and effective on-boarding and formation of structures for new and existing clients that have been approved at Business Acceptance Meetings. The post holder will have responsibility of liaising with the Sales and Service teams to ensure that all client matters, in relation to the review, preparation of documentation for approval of new business and the formation of structures for new business, are dealt with promptly and any issues are referred to line management immediately. The ideal candidate will have an excellent understanding of the AML/TF risks associated to onboarding of new clients.
Our client is seeking a Senior Administrator within their Onboarding team on a permanent full-time basis. In this role will be responsible for the onboarding of new and existing clients/investors. You will also assist with new business acceptance committee meetings and minutes, due diligence new client take-on, new investor application reviews, risk assessments, research and document recording. The successful candidate will have proven experience in a similar role with a ‘can do’ attitude. Experience within the Fund industry is essential for this role.
Our client is looking for a dynamic Business Control Officer to join their team and act as the first line of policy defense. In this role, you will collaborate with various teams to navigate the impacts of new laws and regulations, manage compliance risks and ensure policies and procedures are up-to-date. You'll oversee regulatory tracking, project manage compliance issues and provide crucial guidance on Client Due Diligence and Risk Assessments. This position requires a strategic thinker with excellent communication, project management skills, and the ability to work effectively across multiple jurisdictions. If you have a comprehensive understanding of regulatory regimes, AML / CFT legislation and a proactive attitude, apply now to help drive the firm’s risk management and compliance initiatives forward!
Our client is seeking a meticulous and organised Customer Services Administrator on a temporary basis for a period of 9 months. This role is ideal for an administrator with at least one year’s experience in Life Assurance, particularly in new business, and a solid understanding of customer due diligence and regulatory requirements, including Anti-Money Laundering (AML) and Counter Terrorism Financing (CTF) guidelines. The successful candidate will be responsible for reviewing new business applications to ensure compliance with internal procedures and regulatory standards, processing applications efficiently, and liaising with Financial Advisers and customers to gather any outstanding information. Strong communication, attention to detail, and organisational skills are essential for this position.
Showing jobs 1 to 8 of 8.
