Fiduciary/Compliance Risk Reviewer

Our client is a firm of Licensed Fiduciaries with a commitment to providing clients with an administrative service that is accurate, personal, efficient, and compliant. In this role, the Risk Reviewer will be tasked with reviewing and reporting fiduciary and compliance risks, ensuring that legal, regulatory, and company standards are consistently met. This will largely involve conducting periodic fiduciary and compliance reviews of client structures throughout the year. The Risk Reviewer will need to demonstrate strong organisational and communication skills, along with knowledge of the client's systems and processes. Additional responsibilities will include liaising with staff on risk-related matters and assisting in the preparation of quarterly risk reports for the Board. The role will also involve collaboration with the Compliance team to uphold compliance with procedures and legislation, and assisting in providing necessary training to staff. The Risk Reviewer will act as a committee member of the Risk Committee, helping to review policies and procedures regularly.

Job Duties:

• Undertake periodic fiduciary/compliance reviews of a portfolio of client structures.
• Assist in scheduling reviews throughout the year.
• Promote a positive risk culture within the organisation by liaising with staff on risk matters.
• Contribute to the production of quarterly risk reports for the Board.
• Work in conjunction with the Compliance team to ensure adherence to compliance procedures and legislation.
• Assist the Assistant Manager – Risk and the Associate Director – Risk & Compliance in reviewing, recommending, and implementing training for staff.
• Participate as a committee member of the Risk Committee, assisting with policy and procedure reviews.
• Stay informed of relevant updates, developments, and case studies in the fiduciary sector.
• Liaise with the Compliance Team/MLRO/NO on risk issues and regulatory updates.

Job Requirements:

• Minimum of 5 years’ experience in the fiduciary industry.
• Prior experience in a risk-based role, including conducting fiduciary/compliance risk reviews and drafting procedures.
• Knowledge of relevant regulations, rules, and codes.
• STEP qualified or hold an equivalent professional qualification.
• Proficient in computer applications including databases, Word, and Excel.
• Excellent communication skills, both verbal and written.
• Strong analytical thinking capabilities.
• Confidence in dealing with risk matters at all levels.

What You'll Love:
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This role offers the opportunity to play a vital role in maintaining the high standards of fiduciary services. You will be part of a dedicated team that values professionalism and promotes a collaborative environment, ensuring ongoing training and development for all staff. The organisation is committed to fostering a culture of compliance and risk awareness, which will enable you to enhance your skills while contributing to the overall success of the firm.

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