Compliance & Risk Manager

This role seeks a motivated individual to perform various tasks within the domain of compliance and risk management. The position is full-time, providing some flexibility in hours if required. The successful candidate will be responsible for completing submissions to local and international legal and regulatory authorities and preparing Business Risk Assessments. Additional responsibilities include preparing policies, procedures, and controls, monitoring risks and mitigations, and overseeing outsourced relationships. The role also involves conducting onboarding and periodic reviews of clients, assisting with monthly compliance monitoring programmes, and maintaining client records and databases. The Compliance & Risk Manager will liaise with both internal and external board and committee members, clients, and local legal and regulatory authorities while supporting staff with knowledge on local legal and regulatory obligations.

Job Duties:

• Completing submissions to local and international legal and regulatory authorities
• Preparing Business Risk Assessments
• Developing policies, procedures, and controls
• Monitoring risks and mitigations
• Overseeing outsourced relationships
• Conducting onboarding and periodic reviews of clients
• Assisting with monthly compliance monitoring programmes
• Maintaining client database
• Supporting the launch of new clients
• Keeping client records updated
• Liaising with board and committee members, both internal and external
• Engaging with clients
• Communicating with local legal and regulatory authorities
• Assisting staff with knowledge of local legal and regulatory obligations

Job Requirements:

• 4+ years of compliance experience, particularly in risk areas
• Strong understanding of Guernsey’s legal and regulatory environment as it relates to funds and licensees
• Excellent Microsoft skills, especially in Word and Excel
• Strong writing skills
• Exceptional communication abilities with capacity to explain complex issues succinctly

What You’ll Love:

​​​​​​​This role offers the opportunity to play a pivotal part in the compliance and risk management field within the asset management and fund services sectors. Working in a collaborative environment, you’ll engage with diverse teams and stakeholders, enhancing your expertise in regulatory affairs. The organisation values professional growth and is dedicated to providing opportunities for skill and career development, making it an ideal place for driven individuals looking to advance their careers.

Interested? Register today, confidentially, with one of our friendly and dedicated recruitment specialists by clicking here